Terra founder Do Kwon files lawsuit against the U.S. SEC - NewsBreak
#terra
#u.s.sec
3 years ago By Frank — Do Kwon and Terraform Labs (TFL), the South Korean company behind the blockchain project Terra (LUNA), are suing the US Securities and Exchange Commission
Advertising group WPP to pay $19 million to settle anti-bribery charges, says U.S. SEC - NewsBreak
#advertising
#wpp
#u.s.sec
3 years ago By Hernandez — (Reuters) - The U.S. Securities and Exchange Commission said on Friday that WPP Plc, the world's largest advertising firm, has agreed to pay more than $19
U.S. SEC fines media firms over $539 million for illegal securities offerings - NewsBreak
#u.s.sec
#biz
3 years ago By Megansoto — (Reuters) - Three media companies have agreed to pay more than $539 million to settle U.S. Securities and Exchange Commission (SEC) charges over illegal of
U.S. SEC says it charges former Netflix staffers for insider trading - NewsBreak
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#netflix
3 years ago By Alexdemarco — WASHINGTON, Aug 18 (Reuters) - The U.S. Securities and Exchange Commission (SEC) on Wednesday said it has charged three former engineers at Netflix (NFLX.O
U.S. SEC review of socially responsible funds finds 'potentially misleading' claims
#u.s.sec
#news
3 years ago By ANTOU — The U.S. Securities and Exchange Commission on Friday said it has found "potentially misleading" claims and inadequate controls around investing environmen
U.S. SEC says review of ESG funds has turned up 'potentially misleading' claims
#u.s.sec
#esg
3 years ago By Rafa? — The U.S. Securities and Exchange Commission on Friday said a review of investment advisers and funds has turned up "potentially misleading" claims and inad
U.S. SEC blocks Amazon effort to stop shareholder votes on racial equity audit
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#amazon
3 years ago By Austine — (Reuters) - U.S. securities regulators on Wednesday turned down an exemption sought by Amazon.com Inc to stop its investors from considering a shareholder
U.S. SEC charges actor with operating $690 million Ponzi scheme
#u.s.sec
#world
3 years ago By ChuckIsBack — The U.S. Securities and Exchange Commission said on Tuesday it had charged actor Zachary Horwitz with operating a $690 million Ponzi scheme.
U.S. SEC begins rollout of law aimed at delisting Chinese firms
#u.s.sec
#chinese
3 years ago By ChuckIsBack — The top U.S. securities regulator on Wednesday adopted measures that would kick foreign companies off American stock exchanges if they do not comply with U
U.S. SEC begins roll-out of law aimed at delisting Chinese firms
#u.s.sec
#chinese
3 years ago By Mahjabeen — The top U.S. securities regulator on Wednesday said it has adopted a measure that would kick foreign companies off U.S. stock exchanges if they do not comp